Parag Kulkarni - Feb 8, 2024 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Int'l; President India
Signature
James F. Stern, Attorney-in-Factor for Parag Kulkarni
Stock symbol
AOS
Transactions as of
Feb 8, 2024
Transactions value $
$0
Form type
4
Date filed
2/9/2024, 05:26 PM
Previous filing
Feb 8, 2024
Next filing
Feb 14, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -545 -100% $0.00* 0 Feb 8, 2024 Common Stock 545 $0.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2 The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/08/2024.
F3 Parag Kulkarni beneficially owns 3,700 restricted stock units that have not yet vested.