Stephanie Melissa Scheppele - Jul 13, 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - CIO
Signature
James F. Stern, Attorney-in-Fact for Stephanie Melissa Scheppele
Stock symbol
AOS
Transactions as of
Jul 13, 2023
Transactions value $
-$74,205
Form type
4
Date filed
7/17/2023, 09:56 AM
Previous filing
Feb 15, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +2.57K $0.00 2.57K Jul 13, 2023 Direct F1
transaction AOS Common Stock Tax liability -$74.2K -1.01K -39.38% $73.33 1.56K Jul 13, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -2.57K -100% $0.00* 0 Jul 13, 2023 Common Stock 2.57K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2 Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3 The restricted stock units were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable date of 07/13/2023.
F4 Stephanie Melissa Scheppele beneficially has 6,020 restricted stock units that have not yet vested.