Stephanie Melissa Scheppele - 13 Jul 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - CIO
Signature
James F. Stern, Attorney-in-Fact for Stephanie Melissa Scheppele
Issuer symbol
AOS
Transactions as of
13 Jul 2023
Net transactions value
-$74,205
Form type
4
Filing time
17 Jul 2023, 09:56:36 UTC
Previous filing
15 Feb 2023
Next filing
09 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +2,570 $0.000000 2,570 13 Jul 2023 Direct F1
transaction AOS Common Stock Tax liability $74,205 -1,012 -39% $73.32 1,558 13 Jul 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -2,570 -100% $0.000000* 0 13 Jul 2023 Common Stock 2,570 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2 Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3 The restricted stock units were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable date of 07/13/2023.
F4 Stephanie Melissa Scheppele beneficially has 6,020 restricted stock units that have not yet vested.