Charles T. Lauber - May 1, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
EVP & CFO
Signature
James F. Stern, Attorney-in-Fact for Charles T. Lauber
Stock symbol
AOS
Transactions as of
May 1, 2022
Transactions value $
$59,691
Form type
4
Date filed
5/2/2022, 05:22 PM
Previous filing
Feb 15, 2022
Next filing
Jan 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $113K +1.9K +6.67% $59.34 30.4K May 1, 2022 Direct
transaction AOS Common Stock Tax liability -$53K -894 -2.94% $59.34 29.5K May 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.9K -9.37% $0.00 18.4K May 1, 2022 Common Stock 1.9K $59.34 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.