Ronald D. Brown - 12 Apr 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Ronald D. Brown
Issuer symbol
AOS
Transactions as of
12 Apr 2022
Net transactions value
+$140,011
Form type
4
Filing time
13 Apr 2022, 15:04:00 UTC
Previous filing
04 Apr 2022
Next filing
05 Jul 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Award $140,011 +2,160 +3.4% $64.82 65,522 12 Apr 2022 Common Stock 2,160 $0.000000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022.
F2 The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.
F3 The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 682 units of Restricted Stock Units.