Stephen D. O'Brien - Apr 1, 2022 Form 3 Insider Report for SMITH A O CORP (AOS)

Role
SVP; President, Lochinvar, LLC
Signature
James F. Stern, Attorney-in-Fact for Stephen D. O'Brien
Stock symbol
AOS
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/4/2022, 02:52 PM
Next filing
Feb 15, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Restricted Stock Units Apr 1, 2022 Common Stock 3.46K $72.34 Direct F1
holding AOS Restricted Stock Units Apr 1, 2022 Common Stock 1.11K $74.27 Direct F2
holding AOS Employee Stock Options (Right to Buy) Apr 1, 2022 Common Stock 4.69K $74.27 Direct F3
holding AOS Restricted Stock Units Apr 1, 2022 Common Stock 1.93K $64.80 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 08/16/2024.
F2 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F3 The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2032.
F4 The restricted stock units were granted on 04/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 04/01/2025.