Kevin J. Wheeler - Feb 11, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Chairman, President and CEO
Signature
James F. Stern, Attorney-in-Fact for Kevin J. Wheeler
Stock symbol
AOS
Transactions as of
Feb 11, 2022
Transactions value $
$659,778
Form type
4
Date filed
2/15/2022, 02:12 PM
Previous filing
Feb 9, 2022
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $1.24M +17.4K +44.71% $71.72 56.2K Feb 11, 2022 Direct F1
transaction AOS Common Stock Tax liability -$585K -8.16K -14.52% $71.72 48K Feb 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -17.4K -18.93% $0.00 74.4K Feb 11, 2022 Common Stock 17.4K $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.