Ajita G. Rajendra - 11 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Ajita G. Rajendra
Issuer symbol
AOS
Transactions as of
11 Feb 2022
Net transactions value
+$954,096
Form type
4
Filing time
15 Feb 2022, 14:10:31 UTC
Previous filing
05 Jan 2022
Next filing
13 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $1,814,031 +25,295 +107% $71.72 49,027 11 Feb 2022 Direct F1
transaction AOS Common Stock Tax liability $859,935 -11,991 -24% $71.72 37,036 11 Feb 2022 Direct
holding AOS Common Stock 243,405 11 Feb 2022 Held by spouse's revocable trust or grantor retained annuity trusts.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -25,295 -46% $0.000000 29,490 11 Feb 2022 Common Stock 25,295 $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.