Samuel M. Carver - Feb 7, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Global Operations
Signature
James F. Stern, Attorney-in-Fact for Samuel M. Carver
Stock symbol
AOS
Transactions as of
Feb 7, 2022
Transactions value $
$0
Form type
4
Date filed
2/9/2022, 01:49 PM
Previous filing
Nov 15, 2021
Next filing
Feb 15, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Award $0 +5.63K +16.91% $0.00 38.9K Feb 7, 2022 Common Stock 5.63K $74.27 Direct F1
transaction AOS Restricted Stock Units Award $0 +1.34K +41.33% $0.00 4.57K Feb 7, 2022 Common Stock 1.34K $74.27 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F2 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.