David R. Warren - 07 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Senior VP & President and GM
Signature
James F. Stern, Attorney-in-Fact for David R. Warren
Issuer symbol
AOS
Transactions as of
07 Feb 2022
Net transactions value
$0
Form type
4
Filing time
09 Feb 2022, 13:49:21 UTC
Previous filing
12 May 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Award $0 +13,190 +27% $0.000000 62,604 07 Feb 2022 Common Stock 13,190 $74.26 Direct F1
transaction AOS Restricted Stock Units Award $0 +3,125 +26% $0.000000 15,170 07 Feb 2022 Common Stock 3,125 $74.26 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F2 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.