Charles T. Lauber - 07 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
EVP & CFO
Signature
James F. Stern, Attorney-in-Fact for Charles T. Lauber
Issuer symbol
AOS
Transactions as of
07 Feb 2022
Transactions value $
$0
Form type
4
Filing time
09 Feb 2022, 13:48:08 UTC
Next filing
15 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Award $0 +22.5K +22.01% $0.00 125K 07 Feb 2022 Common Stock 22.5K $74.27 Direct F1
transaction AOS Restricted Stock Units Award $0 +5.33K +30.24% $0.00 23K 07 Feb 2022 Common Stock 5.33K $74.27 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F2 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.