Daniel L. Kempken - Nov 22, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Vice President
Signature
James F. Stern, Attorney-in-Fact for Daniel L. Kempken
Stock symbol
AOS
Transactions as of
Nov 22, 2021
Transactions value $
-$150,461
Form type
4
Date filed
11/23/2021, 05:05 PM
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $40.2K +2.3K +30.66% $17.46* 9.8K Nov 22, 2021 Direct
transaction AOS Common Stock Sale -$191K -2.3K -23.47% $82.88 7.5K Nov 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -2.3K -4.54% $0.00 48.3K Nov 22, 2021 Common Stock 2.3K $17.46 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014.