Idelle K. Wolf - Nov 1, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Idelle K. Wolf
Stock symbol
AOS
Transactions as of
Nov 1, 2021
Transactions value $
-$74,782
Form type
4
Date filed
11/1/2021, 04:34 PM
Previous filing
Jul 14, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Gift $0 -45K -100% $0.00* 0 Sep 28, 2021 Held in her spouse's revocable trust.
transaction AOS Common Stock Gift $0 +45K +786.82% $0.00 50.7K Sep 28, 2021 Direct
transaction AOS Common Stock Sale -$74.8K -1K -1.97% $74.78 49.7K Nov 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Restricted Stock Units 9.6K Nov 1, 2021 Common Stock 0 $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $74.7767 to $74.7796. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2 The Plan permits the participant to defer the receipt of the award, and Ms. Wolf has made a deferral.
F3 The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 34 Restricted Stock Units.