Kevin J. Wheeler - Sep 1, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Chairman, President and CEO
Signature
James F. Stern, Attorney-in-Fact for Kevin J. Wheeler
Stock symbol
AOS
Transactions as of
Sep 1, 2021
Transactions value $
-$132,662
Form type
4
Date filed
9/2/2021, 04:11 PM
Previous filing
Jul 1, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $282K +3.92K +10.65% $72.06 40.7K Sep 1, 2021 Direct F1
transaction AOS Common Stock Tax liability -$133K -1.84K -4.53% $72.06 38.8K Sep 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise -$282K -3.92K -5.21% $72.06 71.3K Sep 1, 2021 Common Stock 3.92K $72.06 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 3,915 Restricted Stock Units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,915 Restricted Stock Units vested on 09/01/2021. As a result of the vesting, the Company is obligated to deliver 3,915 share of Common Stock to the reporting person.