Victoria M. Holt - Jul 12, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Victoria M. Holt
Stock symbol
AOS
Transactions as of
Jul 12, 2021
Transactions value $
$0
Form type
4
Date filed
7/14/2021, 02:39 PM
Previous filing
Jun 14, 2021
Next filing
Jul 19, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Award $0 +142 +7.36% $0.00 2.07K Jul 12, 2021 Common Stock 142 $70.86 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021.
F2 The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.
F3 The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 7 units of Restricted Stock Units.