Idelle K. Wolf - Jun 2, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Idelle K. Wolf
Stock symbol
AOS
Transactions as of
Jun 2, 2021
Transactions value $
-$141,630
Form type
4
Date filed
6/3/2021, 04:33 PM
Next filing
Jul 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Sale -$142K -1.99K -26.24% $71.35 5.58K Jun 2, 2021 Direct F1
holding AOS Common Stock 45K Jun 2, 2021 Held in her spouse's revocable trust.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Restricted Stock Units 9.57K Jun 2, 2021 Common Stock 0 $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $71.3498 to $71.3500. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2 The Plan permits the participant to defer the receipt of the award, and Ms. Wolf has made a deferral.
F3 The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 35 units of Restricted Stock Units.