Anindadeb Vjaykumar DasGupta - 01 Jun 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Signature
James F. Stern, Attorney-in-Fact for Anindadeb V. DasGupta
Issuer symbol
AOS
Transactions as of
01 Jun 2021
Net transactions value
+$73,987
Form type
4
Filing time
02 Jun 2021, 15:45:22 UTC
Next filing
09 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Award $73,987 +1,035 $71.48 1,035 01 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1,035 -21% $0.000000 3,975 01 Jun 2021 Common Stock 1,035 $71.48 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person.