Anindadeb V. DasGupta - Jun 1, 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role: Senior Vice President
Signature: James F. Stern, Attorney-in-Fact for Anindadeb V. DasGupta
Stock symbol: AOS
Transactions as of: Jun 1, 2021
Transactions value $: $73,987
Form type: 4
Date filed: 6/2/2021, 03:45 PM
Next filing: Feb 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AOS	Common Stock	Award	$74K	+1.04K		$71.49	1.04K	Jun 1, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AOS	Restricted Stock Units	Options Exercise	$0	-1.04K	-20.66%	$0.00	3.98K	Jun 1, 2021	Common Stock	1.04K	$71.49	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person.