| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMTC | Common Stock | Sale | -$94.8K | -1.46K | -15.17% | $64.79 | 8.18K | Dec 17, 2024 | Direct | F1 |
| transaction | SMTC | Common Stock | Sale | -$223K | -3.38K | -41.36% | $65.82 | 4.8K | Dec 17, 2024 | Direct | F2 |
| transaction | SMTC | Common Stock | Sale | -$83.3K | -1.25K | -26.05% | $66.64 | 3.55K | Dec 17, 2024 | Direct | F3 |
| transaction | SMTC | Common Stock | Sale | -$1.15K | -17 | -0.48% | $67.40 | 3.53K | Dec 17, 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This price represents the weighted average of these sales. The prices ranged from $64.37 to $65.35. Price and share details are available upon request. |
| F2 | This price represents the weighted average of these sales. The prices ranged from $65.37 to $66.285. Price and share details are available upon request. |
| F3 | This price represents the weighted average of these sales. The prices ranged from $66.39 to $67.30. Price and share details are available upon request. |
These transactions are pursuant to a Rule 10b5-1 trading plan adopted by Mr. Lin on September 17, 2024.