Leah S Bailey - 02 Oct 2020 Form 4 Insider Report for Scott's Liquid Gold - Inc. (HKHC)

Role
Director
Signature
/s/ Leah S Bailey
Issuer symbol
HKHC
Transactions as of
02 Oct 2020
Net transactions value
$0
Form type
4
Filing time
16 Nov 2021, 18:01:06 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLGD Common Stock Options Exercise +6,667 6,667 02 Oct 2020 Direct F1
transaction SLGD Common Stock Options Exercise +1,667 +25% 8,334 16 Nov 2020 Direct F1
transaction SLGD Common Stock Options Exercise +6,667 +80% 15,001 02 Oct 2021 Direct F1
transaction SLGD Common Stock Options Exercise +1,666 +11% 16,666 14 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLGD Restricted Stock Unit Options Exercise $0 -6,667 -27% $0.000000 18,333 02 Oct 2020 Common Stock 6,667 Direct F1, F2
transaction SLGD Restricted Stock Unit Options Exercise $0 -1,667 -9.1% $0.000000 16,666 16 Nov 2020 Common Stock 1,667 Direct F1, F3
transaction SLGD Restricted Stock Unit Options Exercise $0 -6,667 -40% $0.000000 9,999 02 Oct 2021 Common Stock 6,667 Direct F1, F2
transaction SLGD Restricted Stock Unit Options Exercise $0 -1,666 -17% $0.000000 8,333 14 Nov 2021 Common Stock 1,666 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled in shares of common stock upon vesting
F2 On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date
F3 On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.