Philip A. Neri - Oct 2, 2020 Form 4 Insider Report for Scott's Liquid Gold - Inc. (SLGD)

Role
Director
Signature
/s/ Philip A Neri
Stock symbol
SLGD
Transactions as of
Oct 2, 2020
Transactions value $
$0
Form type
4
Date filed
11/16/2021, 03:22 PM
Next filing
Aug 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLGD Common Stock Options Exercise +6.67K +6.94% 103K Oct 2, 2020 Direct F1
transaction SLGD Common Stock Options Exercise +1.67K +1.62% 104K Nov 16, 2020 Direct F1
transaction SLGD Common Stock Options Exercise +6.67K +5.59% 126K Oct 2, 2021 Direct F1
transaction SLGD Common Stock Options Exercise +1.67K +1.32% 128K Nov 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLGD Restricted Stock Unit Options Exercise $0 -6.67K -26.67% $0.00 18.3K Oct 2, 2020 Common Stock 6.67K Direct F1, F2
transaction SLGD Restricted Stock Unit Options Exercise $0 -1.67K -9.09% $0.00 16.7K Nov 14, 2020 Common Stock 1.67K Direct F1, F3
transaction SLGD Restricted Stock Unit Options Exercise $0 -6.67K -40% $0.00 10K Oct 2, 2021 Common Stock 6.67K Direct F1, F2
transaction SLGD Restricted Stock Unit Options Exercise $0 -1.67K -16.66% $0.00 8.33K Nov 14, 2021 Common Stock 1.67K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled in shares of common stock upon vesting
F2 On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.
F3 On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.