Eric S. McGinnis - 02 Aug 2021 Form 4 Insider Report for REGAL BELOIT CORP (RRX)

Role
Segment President*
Signature
/s/ Thomas E. Valentyn, as Power of Attorney
Issuer symbol
RRX
Transactions as of
02 Aug 2021
Net transactions value
+$560
Form type
4
Filing time
04 Aug 2021, 18:53:40 UTC
Previous filing
13 May 2021
Next filing
11 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RRX Common Stock 9,774 02 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RRX Call Options Purchase $3,080 +5,600 $0.5500* 5,600 04 Aug 2021 Common Stock 5,600 $155.00 Direct
transaction RRX Call Options Sale $2,520 -5,600 -100% $0.4500* 0 02 Aug 2021 Common Stock 5,600 $155.00 Direct
holding RRX Stock Appreciation Rights 644 02 Aug 2021 Common Stock 644 $80.70 Direct F1
holding RRX Stock Appreciation Rights 1,300 02 Aug 2021 Common Stock 1,300 $77.60 Direct F2
holding RRX Stock Appreciation Rights 2,161 02 Aug 2021 Common Stock 2,161 $81.81 Direct F2
holding RRX Stock Appreciation Rights 2,719 02 Aug 2021 Common Stock 2,719 $88.45 Direct F3
holding RRX Stock Appreciation Rights 2,338 02 Aug 2021 Common Stock 2,338 $140.22 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F2 Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F3 Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.

Remarks:

*President, Industrial Systems Segment