| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | POWL | Common Stock | Sale | -$93.5K | -600 | -1.39% | $155.86 | 42.6K | Jun 7, 2024 | Direct | F1, F2, F3 |
| transaction | POWL | Common Stock | Sale | -$410K | -2.61K | -6.12% | $157.27 | 40K | Jun 7, 2024 | Direct | F1, F2, F4 |
| transaction | POWL | Common Stock | Sale | -$356K | -2.25K | -5.63% | $158.03 | 37.7K | Jun 7, 2024 | Direct | F1, F2, F5, F6 |
| transaction | POWL | Common Stock | Sale | -$54.6K | -343 | -0.91% | $159.06 | 37.4K | Jun 7, 2024 | Direct | F1, F2, F5, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2024. |
| F2 | Includes shares that have a time-based vesting provision. |
| F3 | The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $155.40-156.05, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote. |
| F4 | The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $156.77-157.77, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote. |
| F5 | Form amended to add Footnote 1 to this box which was inadvertently omitted on original filing. |
| F6 | The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $157.78-158.74, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote. |
| F7 | The price reported in Column 4 is an average price; shares were sold in multiple transactions. Reporting range is $158.96-159.25, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set for in this footnote. |