Bobbi L. Schroeppel - Mar 3, 2023 Form 4 Insider Report for NORTHWESTERN CORP (NWE)

Role
VP HR, CC & Comm
Signature
Emily L. Folsom, by power of attorney
Stock symbol
NWE
Transactions as of
Mar 3, 2023
Transactions value $
$55,952
Form type
4
Date filed
3/7/2023, 02:04 PM
Previous filing
Dec 15, 2022
Next filing
Mar 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWE Common Stock Award $40.2K +706 +2.49% $56.92 29K Mar 3, 2023 Direct F1, F2, F3, F4
transaction NWE Common Stock Award $15.8K +277 +0.95% $56.92 29.3K Mar 3, 2023 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
F2 Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2017 Executive Retirement-Retention Program.
F3 Share price is the closing share price on 2/16/2023, the date when the company's Board of Directors approved payout and vesting of the award.
F4 Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.
F5 Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2020 Long-Term Incentive Program.