Amanda J. Rome - 20 Feb 2024 Form 4 Insider Report for XCEL ENERGY INC

Signature
Kristin L. Westlund, Attorney in Fact for Amanda J. Rome
Issuer symbol
XEL, XELLL on Nasdaq
Transactions as of
20 Feb 2024
Net transactions value
-$165,821
Form type
4
Filing time
22 Feb 2024, 16:25:46 UTC
Previous filing
04 Jan 2024
Next filing
05 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +4,139 +18% $0.000000 27,086 20 Feb 2024 Direct F1, F2
transaction XEL Common Stock Options Exercise +3,494 +13% 30,581 20 Feb 2024 Direct F3
transaction XEL Common Stock Tax liability $165,821 -2,807 -9.2% $59.07 27,774 20 Feb 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -3,494 -100% $0.000000* 0 20 Feb 2024 Common Stock 3,494 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of performance share unit awards for the 2021-2023 performance period.
F2 The amount includes 69.242 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
F5 Number of units shown reflects the reinvestment of 295.468 dividend equivalents since the original grant of 3,199 units on January 4, 2021.
F6 Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.