Brian J. Van Abel - Feb 20, 2024 Form 4 Insider Report for XCEL ENERGY INC (XEL)

Role
EVP, Chief Financial Officer
Signature
Kristin L. Westlund, Attorney in Fact for Brian J. Van Abel
Stock symbol
XEL
Transactions as of
Feb 20, 2024
Transactions value $
-$282,245
Form type
4
Date filed
2/22/2024, 04:23 PM
Previous filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +6.11K +13.65% $0.00 50.9K Feb 20, 2024 Direct F1, F2
transaction XEL Common Stock Options Exercise +5.16K +10.14% 56K Feb 20, 2024 Direct F3
transaction XEL Common Stock Tax liability -$282K -4.78K -8.53% $59.07 51.3K Feb 20, 2024 Direct F4
holding XEL Common Stock 15.2 Feb 20, 2024 401(k) F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -5.16K -100% $0.00* 0 Feb 20, 2024 Common Stock 5.16K Direct F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of performance share unit awards for the 2021-2023 performance period.
F2 The amount includes 1,449.022 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
F5 Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 16, 2024.
F6 Number of units shown reflects the reinvestment of 436.132 dividend equivalents since the original grant of 4,722 units on January 4, 2021.
F7 Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.