Brian J. van Abel - 20 Feb 2024 Form 4 Insider Report for XCEL ENERGY INC

Role
EVP, Chief Financial Officer
Signature
Kristin L. Westlund, Attorney in Fact for Brian J. Van Abel
Issuer symbol
XEL, XELLL on Nasdaq
Transactions as of
20 Feb 2024
Net transactions value
-$282,245
Form type
4
Filing time
22 Feb 2024, 16:23:29 UTC
Previous filing
04 Jan 2024
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +6,111 +14% $0.000000 50,889 20 Feb 2024 Direct F1, F2
transaction XEL Common Stock Options Exercise +5,158 +10% 56,047 20 Feb 2024 Direct F3
transaction XEL Common Stock Tax liability $282,245 -4,778 -8.5% $59.07 51,269 20 Feb 2024 Direct F4
holding XEL Common Stock 15 20 Feb 2024 401(k) F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -5,158 -100% $0.000000* 0 20 Feb 2024 Common Stock 5,158 Direct F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of performance share unit awards for the 2021-2023 performance period.
F2 The amount includes 1,449.022 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
F5 Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 16, 2024.
F6 Number of units shown reflects the reinvestment of 436.132 dividend equivalents since the original grant of 4,722 units on January 4, 2021.
F7 Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.