| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XEL | Common Stock | Award | $0 | +152K | +124.96% | $0.00 | 274K | Oct 25, 2023 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents restricted stock units that vest as to 33% of the units on February 28, 2027 and 67% of the units on February 29, 2028 if Mr. Frenzel continues to be employed by Xcel Energy as of such dates. Upon vesting, the restricted stock units will be settled in shares of Xcel Energy common stock on a one-for-one basis. |