Timothy John O'Connor - 31 Aug 2023 Form 4 Insider Report for XCEL ENERGY INC

Role
EVP, Chief Operations Officer
Signature
Kristin L. Westlund, Attorney in Fact for Timothy John O'Connor
Issuer symbol
XEL, XELLL on Nasdaq
Transactions as of
31 Aug 2023
Net transactions value
-$100,386
Form type
4
Filing time
05 Sep 2023, 18:16:07 UTC
Previous filing
01 May 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Options Exercise +6,153 +95% 12,651 31 Aug 2023 Direct F1, F2
transaction XEL Common Stock Tax liability $100,386 -1,740 -14% $57.68 10,911 31 Aug 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -6,153 -100% $0.000000* 0 31 Aug 2023 Common Stock 6,153 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units are settled in common stock on a one-for-one basis.
F2 The amount includes 94.644 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.
F4 On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023.