Timothy John O'Connor - Aug 31, 2023 Form 4 Insider Report for XCEL ENERGY INC (XEL)

Role
EVP, Chief Operations Officer
Signature
Kristin L. Westlund, Attorney in Fact for Timothy John O'Connor
Stock symbol
XEL
Transactions as of
Aug 31, 2023
Transactions value $
-$100,386
Form type
4
Date filed
9/5/2023, 06:16 PM
Previous filing
May 1, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Options Exercise +6.15K +94.7% 12.7K Aug 31, 2023 Direct F1, F2
transaction XEL Common Stock Tax liability -$100K -1.74K -13.76% $57.68 10.9K Aug 31, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -6.15K -100% $0.00* 0 Aug 31, 2023 Common Stock 6.15K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units are settled in common stock on a one-for-one basis.
F2 The amount includes 94.644 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.
F4 On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023.