William C. Van Faasen - Jan 14, 2022 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Role
Trustee
Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Van Faasen
Stock symbol
ES
Transactions as of
Jan 14, 2022
Transactions value $
-$161,454
Form type
4
Date filed
1/19/2022, 03:56 PM
Previous filing
May 14, 2021
Next filing
Jul 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Award $0 +1.86K +10.17% $0.00 20.1K Jan 14, 2022 Direct F1, F2
transaction ES Common Shares, $5.00 par value Sale -$161K -1.86K -9.23% $86.85 18.3K Jan 18, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 35.4K Jan 14, 2022 Common Shares, $5.00 par value 35.4K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted share units that vested on January 18, 2022. The reporting person elected to receive all of the underlying common shares.
F2 Includes restricted share units and dividend equivalents thereon.
F3 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2021.
F4 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.