Gemma Lionello - 13 Sep 2023 Form 3 Insider Report for NORDSTROM INC (JWN)

Role
President, Nordstrom Rack
Signature
/s/ Brian B. DeFoe, Attorney-in-Fact for Gemma Lionello
Issuer symbol
JWN
Transactions as of
13 Sep 2023
Net transactions value
$0
Form type
3
Filing time
25 Sep 2023, 13:18:07 UTC
Next filing
06 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding JWN Common Stock 72,889 13 Sep 2023 Direct F1
holding JWN Common Stock 21,165 13 Sep 2023 By 401(k) Plan, per Plan statement dated 8/31/2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 10,556 $57.16 Direct F2
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 8,313 $75.23 Direct F2
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 10,806 $51.32 Direct F2
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 7,500 $40.50 Direct F2
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 5,927 $46.66 Direct F2
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 26,735 $45.33 Direct F2
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 7,420 $35.52 Direct F3
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 7,781 $25.68 Direct F4
holding JWN Employee Stock Option (right to buy) 13 Sep 2023 Common Stock 9,882 $19.63 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Representing 38,902 shares of Common Stock and 33,987 Restricted Stock Units ("RSUs"). Upon vesting, each RSU converts to one share of Common Stock. Unvested RSUs consist of: 4,353 RSUs granted on 3/9/2020 and vesting on 3/10/2024; 4,564 RSUs granted on 3/4/2021 and vesting in two equal installments on each of 03/10/2024 and 3/10/2025; 3,375 RSUs granted on 8/26/2021 and vesting on 9/10/2024; 7,503 RSUs granted on 3/3/2022 and vesting in three equal installments on each of 3/10/2024, 3/10/2025 and 3/10/2026; and 14,192 RSUs granted on 3/6/2023 and vesting in four equal installments on each of 3/10/2024, 3/10/2025, 3/10/2026 and 3/10/2027.
F2 Fully vested.
F3 Vesting 50% on 3/10/2024 and 50% on 3/10/2025.
F4 Vesting 50% on 3/10/2025 and 50% on 3/10/2026.
F5 Vesting 50% on 3/10/2026 and 50% on 3/10/2027.