| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NDSN | NDSN | Tax liability | $2,845 | -13 | -0.07% | $218.81 | 17,603 | 30 Mar 2023 | Direct | F1 |
| transaction | NDSN | NDSN | Sale | $4,181 | -19 | -0.11% | $220.04 | 17,584 | 31 Mar 2023 | Direct | F2, F3 |
| holding | NDSN | NDSN | 145 | 30 Mar 2023 | Company Savings Plan | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | On March 30, 2020, the Company awarded 96 restricted share units under the Company's Stock Plan, vesting in one-third (1/3) increments on each anniversary over a three (3) year period. Thirteen (13) of the restricted share units were withheld to cover withholding taxes due upon vesting. |
| F2 | The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 11, 2023. |
| F3 | The total holdings include 22 shares accrued from dividend payments through participation in the Company's Deferred Compensation Plan. |
| F4 | Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c). |