Paul L. Howes - Jun 1, 2021 Form 4 Insider Report for NEWPARK RESOURCES INC (NR)

Role
President and CEO, Director
Signature
By: Amanda A. Salazar For: Paul L. Howes
Stock symbol
NR
Transactions as of
Jun 1, 2021
Transactions value $
-$343,461
Form type
4
Date filed
6/3/2021, 07:46 AM
Previous filing
Jun 3, 2021
Next filing
Aug 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NR Common Stock Options Exercise $0 +138K +13.12% $0.00 1.19M Jun 1, 2021 Direct
transaction NR Common Stock Tax liability -$191K -54.5K -4.56% $3.51 1.14M Jun 1, 2021 Direct F1
transaction NR Common Stock Options Exercise $0 +67.4K +5.92% $0.00 1.21M Jun 1, 2021 Direct
transaction NR Common Stock Tax liability -$93.1K -26.5K -2.2% $3.51 1.18M Jun 1, 2021 Direct F1
transaction NR Common Stock Options Exercise $0 +42.8K +3.62% $0.00 1.22M Jun 1, 2021 Direct
transaction NR Common Stock Tax liability -$59.1K -16.8K -1.38% $3.51 1.21M Jun 1, 2021 Direct F1
holding NR Common Stock 25K Jun 1, 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NR Restricted Stock Units Options Exercise $0 -138K -23.35% $0.00 455K Jun 1, 2021 Common Stock 138K $0.00 Direct F2, F3
transaction NR Restricted Stock Units Options Exercise $0 -67.4K -14.83% $0.00 387K Jun 1, 2021 Common Stock 67.4K $0.00 Direct F2, F3
transaction NR Restricted Stock Units Options Exercise $0 -42.8K -11.05% $0.00 344K Jun 1, 2021 Common Stock 42.8K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.