Paul L. Howes - 01 Jun 2021 Form 4 Insider Report for NEWPARK RESOURCES INC (NPKI)

Role
President and CEO, Director
Signature
By: Amanda A. Salazar For: Paul L. Howes
Issuer symbol
NPKI
Transactions as of
01 Jun 2021
Net transactions value
-$343,461
Form type
4
Filing time
03 Jun 2021, 07:46:27 UTC
Previous filing
03 Jun 2021
Next filing
27 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NR Common Stock Options Exercise $0 +138,479 +13% $0.000000 1,193,980 01 Jun 2021 Direct
transaction NR Common Stock Tax liability $191,263 -54,491 -4.6% $3.51 1,139,489 01 Jun 2021 Direct F1
transaction NR Common Stock Options Exercise $0 +67,430 +5.9% $0.000000 1,206,919 01 Jun 2021 Direct
transaction NR Common Stock Tax liability $93,131 -26,533 -2.2% $3.51 1,180,386 01 Jun 2021 Direct F1
transaction NR Common Stock Options Exercise $0 +42,767 +3.6% $0.000000 1,223,153 01 Jun 2021 Direct
transaction NR Common Stock Tax liability $59,066 -16,828 -1.4% $3.51 1,206,325 01 Jun 2021 Direct F1
holding NR Common Stock 25,000 01 Jun 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NR Restricted Stock Units Options Exercise $0 -138,479 -23% $0.000000 454,584 01 Jun 2021 Common Stock 138,479 $0.000000 Direct F2, F3
transaction NR Restricted Stock Units Options Exercise $0 -67,430 -15% $0.000000 387,154 01 Jun 2021 Common Stock 67,430 $0.000000 Direct F2, F3
transaction NR Restricted Stock Units Options Exercise $0 -42,767 -11% $0.000000 344,387 01 Jun 2021 Common Stock 42,767 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.