Donald R. Fishback - Sep 5, 2023 Form 4 Insider Report for MOOG INC. (MOGA)

Role
Director
Signature
/s/ Christopher A. Head, as Power of Attorney for Donald R. Fishback
Stock symbol
MOGA
Transactions as of
Sep 5, 2023
Transactions value $
-$147,605
Form type
4
Date filed
9/7/2023, 12:02 PM
Previous filing
May 17, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $308K +5K +563.7% $61.69 5.89K Sep 5, 2023 Direct
transaction MOGA Class A Common Tax liability -$456K -3.82K -64.84% $119.48 2.07K Sep 5, 2023 Direct F1
holding MOGA Class A Common 13.5K Sep 5, 2023 Trust F2
holding MOGA Class A Common 9.27K Sep 5, 2023 Trust F3
holding MOGA Class A Common 12.5K Sep 5, 2023 Trust F4
holding MOGA Class A Common 12.5K Sep 5, 2023 Trust F5
holding MOGA Class A Common 1.25K Sep 5, 2023 Trust F6
holding MOGA Class A Common 5.7K Sep 5, 2023 Trust F2
holding MOGA Class B Common 309 Sep 5, 2023 401 (k) F7
holding MOGA Class B Common 10.5K Sep 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -5K -100% $0.00* 0 Sep 5, 2023 Class A Common 5K $61.69 Direct F8, F9
holding MOGA SAR 10K Sep 5, 2023 Class A Common 10K $74.38 Direct F8, F9
holding MOGA SAR 3.33K Sep 5, 2023 Class A Common 3.33K $63.04 Direct F9, F10
holding MOGA SAR 6.67K Sep 5, 2023 Class B Common 6.67K $65.90 Direct F9, F10
holding MOGA SAR 10K Sep 5, 2023 Class B Common 10K $71.65 Direct F9, F10
holding MOGA SAR 6.18K Sep 5, 2023 Class B Common 6.18K $82.31 Direct F9, F10
holding MOGA SAR 6.99K Sep 5, 2023 Class B Common 6.99K $80.19 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (5,000) and the number of shares issued as a result of the exercise (1,183). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($119.48) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Shares held by a living trust of which the reporting person's spouse is the trustee.
F3 Shares held by an irrevocable trust of which the reporting person's spouse is the trustee.
F4 Shares held by a grantor retained annuity trust of which the reporting person's spouse is the trustee.
F5 Shares held by a grantor retained annuity trust of which the reporting person is the trustee.
F6 Shares held by a living trust of which the reporting person is the trustee.
F7 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F8 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F9 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F10 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.