Jennifer Walter - 28 Mar 2022 Form 4/A - Amendment Insider Report for MOOG INC. (MOG-A)

Role
CFO
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Jennifer Walter
Issuer symbol
MOG-A
Transactions as of
28 Mar 2022
Net transactions value
-$76,955
Form type
4/A - Amendment
Filing time
29 Mar 2022, 17:02:17 UTC
Date Of Original Report
29 Mar 2022
Previous filing
18 Nov 2021
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $145,640 +4,000 +212% $36.41 5,886 28 Mar 2022 Direct
transaction MOGA Class A Common Tax liability $222,595 -2,473 -42% $90.01 3,413 28 Mar 2022 Direct F1
holding MOGA Class B Common 3,667 28 Mar 2022 Direct F2, F3
holding MOGA Class B Common 841 28 Mar 2022 401 (k) F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -4,000 -100% $0.000000* 0 28 Mar 2022 Class A Common 4,000 $36.41 Direct F5, F6
holding MOGA SAR 2,000 28 Mar 2022 Class A Common 2,000 $61.69 Direct F5, F6
holding MOGA SAR 2,000 28 Mar 2022 Class A Common 2,000 $74.38 Direct F5, F6
holding MOGA SAR 667 28 Mar 2022 Class A Common 667 $63.04 Direct F6, F7
holding MOGA SAR 1,333 28 Mar 2022 Class B Common 1,333 $65.90 Direct F6, F7
holding MOGA SAR 2,000 28 Mar 2022 Class B Common 2,000 $71.65 Direct F6, F7
holding MOGA SAR 1,611 28 Mar 2022 Class B Common 1,611 $82.31 Direct F6, F7
holding MOGA SAR 1,741 28 Mar 2022 Class B Common 1,741 $80.19 Direct F6, F7
holding MOGA SAR 11,323 28 Mar 2022 Class B Common 11,323 $85.95 Direct F6, F7
holding MOGA SAR 7,611 28 Mar 2022 Class B Common 7,611 $73.39 Direct F6, F7
holding MOGA SAR 6,539 28 Mar 2022 Class B Common 6,539 $83.00 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,527). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the fair market value on the date of exercise ($90.01) and the exercise price ($36.41). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 This amendment to the Form 4 is being filed to correct the following clerical errors: (i) the previous inadvertent omission of the row reporting the number of shares of Class B Common owned directly by the reporting person and (ii) the misplacement of footnote 3 and the inadvertent reporting of 144 shares of Class B Common acquired by the reporting person under the Moog Inc. Employee Stock Purchase Plan on January 1, 2022 as being owned indirectly, rather than being owned directly. All other information set forth in the original Form 4 remains correct.
F3 Reflects 144 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2022.
F4 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F5 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F6 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F7 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.