Jennifer Walter - 05 Nov 2021 Form 4 Insider Report for MOOG INC. (MOG-A)

Role
CFO
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Jennifer Walter
Issuer symbol
MOG-A
Transactions as of
05 Nov 2021
Net transactions value
-$55,262
Form type
4
Filing time
09 Nov 2021, 13:32:24 UTC
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $167,280 +4,000 +542% $41.82 4,738 05 Nov 2021 Direct
transaction MOGA Class A Common Tax liability $222,542 -2,852 -60% $78.03 1,886 05 Nov 2021 Direct F1
holding MOGA Class B Common 2,982 05 Nov 2021 Direct F2
holding MOGA Class B Common 841 05 Nov 2021 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -4,000 -100% $0.000000* 0 05 Nov 2021 Class A Common 4,000 $41.82 Direct F4, F5
holding MOGA SAR 4,000 05 Nov 2021 Class A Common 4,000 $36.41 Direct F4, F5
holding MOGA SAR 2,000 05 Nov 2021 Class A Common 2,000 $61.69 Direct F4, F5
holding MOGA SAR 2,000 05 Nov 2021 Class A Common 2,000 $74.38 Direct F4, F5
holding MOGA SAR 667 05 Nov 2021 Class A Common 667 $63.04 Direct F5, F6
holding MOGA SAR 1,333 05 Nov 2021 Class B Common 1,333 $65.90 Direct F5, F6
holding MOGA SAR 2,000 05 Nov 2021 Class B Common 2,000 $71.65 Direct F5, F6
holding MOGA SAR 1,611 05 Nov 2021 Class B Common 1,611 $82.31 Direct F5, F6
holding MOGA SAR 1,741 05 Nov 2021 Class B Common 1,741 $80.19 Direct F5, F6
holding MOGA SAR 11,323 05 Nov 2021 Class B Common 11,323 $85.95 Direct F5, F6
holding MOGA SAR 7,611 05 Nov 2021 Class B Common 7,611 $73.39 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,148). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($78.03) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 156 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.