John R. Scannell - 28 Oct 2021 Form 4 Insider Report for MOOG INC. (MOG-A)

Role
CEO, Director
Signature
/s/ Christopher P. Donnini, as Power of Attorney for John R. Scannell
Issuer symbol
MOG-A
Transactions as of
28 Oct 2021
Net transactions value
-$324,169
Form type
4
Filing time
29 Oct 2021, 15:27:45 UTC
Previous filing
17 May 2021
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $1,129,140 +27,000 +69% $41.82 66,194 28 Oct 2021 Direct
transaction MOGA Class A Common Tax liability $1,453,309 -18,835 -28% $77.16 47,359 28 Oct 2021 Direct F1
holding MOGA Class A Common 26,057 28 Oct 2021 Spouse
holding MOGA Class B Common 11,008 28 Oct 2021 Direct F2
holding MOGA Class B Common 3,157 28 Oct 2021 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -27,000 -100% $0.000000* 0 28 Oct 2021 Class A Common 27,000 $41.82 Direct F4, F5
holding MOGA SAR 31,791 28 Oct 2021 Class A Common 31,791 $36.41 Direct F4, F5
holding MOGA SAR 15,000 28 Oct 2021 Class A Common 15,000 $61.69 Direct F4, F5
holding MOGA SAR 15,000 28 Oct 2021 Class A Common 15,000 $74.38 Direct F4, F5
holding MOGA SAR 5,000 28 Oct 2021 Class A Common 5,000 $63.04 Direct F5, F6
holding MOGA SAR 10,000 28 Oct 2021 Class B Common 10,000 $65.90 Direct F5, F6
holding MOGA SAR 20,000 28 Oct 2021 Class B Common 20,000 $71.65 Direct F5, F6
holding MOGA SAR 18,543 28 Oct 2021 Class B Common 18,543 $82.31 Direct F5, F6
holding MOGA SAR 27,949 28 Oct 2021 Class B Common 27,949 $80.19 Direct F5, F6
holding MOGA SAR 33,969 28 Oct 2021 Class B Common 33,969 $85.95 Direct F5, F6
holding MOGA SAR 25,130 28 Oct 2021 Class B Common 25,130 $73.39 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (27,000) and the number of shares issued as a result of the exercise (8,165). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($77.16) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 156 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.