John Scannell - Oct 28, 2021 Form 4 Insider Report for MOOG INC. (MOGA)

Role
CEO, Director
Signature
/s/ Christopher P. Donnini, as Power of Attorney for John R. Scannell
Stock symbol
MOGA
Transactions as of
Oct 28, 2021
Transactions value $
-$324,169
Form type
4
Date filed
10/29/2021, 03:27 PM
Previous filing
May 17, 2021
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $1.13M +27K +68.89% $41.82 66.2K Oct 28, 2021 Direct
transaction MOGA Class A Common Tax liability -$1.45M -18.8K -28.45% $77.16 47.4K Oct 28, 2021 Direct F1
holding MOGA Class A Common 26.1K Oct 28, 2021 Spouse
holding MOGA Class B Common 11K Oct 28, 2021 Direct F2
holding MOGA Class B Common 3.16K Oct 28, 2021 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -27K -100% $0.00* 0 Oct 28, 2021 Class A Common 27K $41.82 Direct F4, F5
holding MOGA SAR 31.8K Oct 28, 2021 Class A Common 31.8K $36.41 Direct F4, F5
holding MOGA SAR 15K Oct 28, 2021 Class A Common 15K $61.69 Direct F4, F5
holding MOGA SAR 15K Oct 28, 2021 Class A Common 15K $74.38 Direct F4, F5
holding MOGA SAR 5K Oct 28, 2021 Class A Common 5K $63.04 Direct F5, F6
holding MOGA SAR 10K Oct 28, 2021 Class B Common 10K $65.90 Direct F5, F6
holding MOGA SAR 20K Oct 28, 2021 Class B Common 20K $71.65 Direct F5, F6
holding MOGA SAR 18.5K Oct 28, 2021 Class B Common 18.5K $82.31 Direct F5, F6
holding MOGA SAR 27.9K Oct 28, 2021 Class B Common 27.9K $80.19 Direct F5, F6
holding MOGA SAR 34K Oct 28, 2021 Class B Common 34K $85.95 Direct F5, F6
holding MOGA SAR 25.1K Oct 28, 2021 Class B Common 25.1K $73.39 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (27,000) and the number of shares issued as a result of the exercise (8,165). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($77.16) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 156 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.