Donald R. Fishback - 14 Sep 2021 Form 4 Insider Report for MOOG INC. (MOG-A)

Role
Director
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Donald R. Fishback
Issuer symbol
MOG-A
Transactions as of
14 Sep 2021
Net transactions value
-$255,617
Form type
4
Filing time
16 Sep 2021, 13:08:31 UTC
Next filing
04 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $857,310 +20,500 +92% $41.82 42,855 14 Sep 2021 Direct
transaction MOGA Class A Common Tax liability $1,112,927 -14,172 -33% $78.53 28,683 14 Sep 2021 Direct F1
holding MOGA Class B Common 7,615 14 Sep 2021 Direct F2
holding MOGA Class A Common 33,029 14 Sep 2021 Trust
holding MOGA Class B Common 268 14 Sep 2021 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -20,500 -100% $0.000000* 0 14 Sep 2021 Class A Common 20,500 $41.82 Direct F4, F5
holding MOGA SAR 20,500 14 Sep 2021 Class A Common 20,500 $36.41 Direct F4, F5
holding MOGA SAR 10,000 14 Sep 2021 Class A Common 10,000 $61.69 Direct F4, F5
holding MOGA SAR 10,000 14 Sep 2021 Class A Common 10,000 $74.38 Direct F4, F5
holding MOGA SAR 3,333 14 Sep 2021 Class A Common 3,333 $63.04 Direct F5, F6
holding MOGA SAR 6,667 14 Sep 2021 Class B Common 6,667 $65.90 Direct F5, F6
holding MOGA SAR 10,000 14 Sep 2021 Class B Common 10,000 $71.65 Direct F5, F6
holding MOGA SAR 6,181 14 Sep 2021 Class B Common 6,181 $82.31 Direct F5, F6
holding MOGA SAR 6,988 14 Sep 2021 Class B Common 6,988 $80.19 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (6,328). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($78.53) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.