Donald R. Fishback - Sep 14, 2021 Form 4 Insider Report for MOOG INC. (MOGA)

Role
Director
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Donald R. Fishback
Stock symbol
MOGA
Transactions as of
Sep 14, 2021
Transactions value $
-$255,617
Form type
4
Date filed
9/16/2021, 01:08 PM
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $857K +20.5K +91.7% $41.82 42.9K Sep 14, 2021 Direct
transaction MOGA Class A Common Tax liability -$1.11M -14.2K -33.07% $78.53 28.7K Sep 14, 2021 Direct F1
holding MOGA Class B Common 7.62K Sep 14, 2021 Direct F2
holding MOGA Class A Common 33K Sep 14, 2021 Trust
holding MOGA Class B Common 268 Sep 14, 2021 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -20.5K -100% $0.00* 0 Sep 14, 2021 Class A Common 20.5K $41.82 Direct F4, F5
holding MOGA SAR 20.5K Sep 14, 2021 Class A Common 20.5K $36.41 Direct F4, F5
holding MOGA SAR 10K Sep 14, 2021 Class A Common 10K $61.69 Direct F4, F5
holding MOGA SAR 10K Sep 14, 2021 Class A Common 10K $74.38 Direct F4, F5
holding MOGA SAR 3.33K Sep 14, 2021 Class A Common 3.33K $63.04 Direct F5, F6
holding MOGA SAR 6.67K Sep 14, 2021 Class B Common 6.67K $65.90 Direct F5, F6
holding MOGA SAR 10K Sep 14, 2021 Class B Common 10K $71.65 Direct F5, F6
holding MOGA SAR 6.18K Sep 14, 2021 Class B Common 6.18K $82.31 Direct F5, F6
holding MOGA SAR 6.99K Sep 14, 2021 Class B Common 6.99K $80.19 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (6,328). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($78.53) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.