Brian Jon Agen - 28 Mar 2024 Form 4 Insider Report for MODINE MANUFACTURING CO (MOD)

Role
VP, Human Resources
Signature
/s/ Erin J. Roth, Attorney in Fact
Issuer symbol
MOD
Transactions as of
28 Mar 2024
Net transactions value
-$1,416,095
Form type
4
Filing time
01 Apr 2024, 18:38:16 UTC
Previous filing
23 Oct 2023
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOD Common stock Options Exercise $47,688 +3,192 +3.1% $14.94 105,601 28 Mar 2024 Direct F1
transaction MOD Common stock Options Exercise $55,150 +4,842 +4.6% $11.39 110,443 28 Mar 2024 Direct F1
transaction MOD Common stock Options Exercise $87,650 +8,765 +7.9% $10.00 119,208 28 Mar 2024 Direct F1
transaction MOD Common stock Sale $1,471,155 -15,389 -13% $95.60 103,819 28 Mar 2024 Direct F1, F2
transaction MOD Common stock Sale $135,430 -1,410 -1.4% $96.05 102,409 28 Mar 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOD Employee stock option (Right to buy) Options Exercise $0 +3,192 $0.000000* 0 28 Mar 2024 Common stock 3,192 $14.94 Direct F4
transaction MOD Employee stock option (Right to buy) Options Exercise $0 +4,842 $0.000000* 0 28 Mar 2024 Common stock 4,842 $11.39 Direct F5
transaction MOD Employee stock option (Right to buy) Options Exercise $0 +8,765 $0.000000* 0 28 Mar 2024 Common stock 8,765 $10.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This total includes 1,474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $96.015, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.02 to $96.09, inclusive.
F4 This option vested in four equal installments on June 2, 2015, 2016, 2017, and 2018.
F5 This option vested in four equal installments on June 2, 2016, 2017, 2018, and 2019.
F6 This option vested in four equal installments on May 31, 2017, 2018, 2019, and 2020.