Martina Cheung - Aug 7, 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, S&P Global Ratings, Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Aug 7, 2024
Transactions value $
-$3,294,037
Form type
4
Date filed
8/9/2024, 04:06 PM
Previous filing
Mar 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale -$226K -471 -3.53% $480.84 12.9K Aug 7, 2024 Direct F1
transaction SPGI Common Stock Sale -$194K -403 -3.14% $482.10 12.5K Aug 7, 2024 Direct F2
transaction SPGI Common Stock Sale -$782K -1.62K -12.98% $483.73 10.8K Aug 7, 2024 Direct F3
transaction SPGI Common Stock Sale -$1.25M -2.57K -23.76% $485.15 8.26K Aug 7, 2024 Direct F4
transaction SPGI Common Stock Sale -$843K -1.73K -20.97% $486.60 6.53K Aug 7, 2024 Direct F5
transaction SPGI Common Stock Gift $0 -200 -3.06% $0.00 6.33K Aug 9, 2024 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 850 Aug 7, 2024 Common Stock 850 $0.00 Direct F7, F8
holding SPGI Restricted Stock Units 1.93K Aug 7, 2024 Common Stock 1.93K $0.00 Direct F7, F9
holding SPGI Restricted Stock Units 2.62K Aug 7, 2024 Common Stock 2.62K $0.00 Direct F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $480.58 to $481.12, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $481.82 to $482.31, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $483.07 to $483.90, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $484.58 to $485.55, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $485.90 to $486.80, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6 Represents shares donated by the reporting person to a charitable donor advised fund.
F7 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F8 As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9 As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10 As previously reported, the reporting person was granted 2,619 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.