Douglas L. Peterson - 02 Aug 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
02 Aug 2024
Net transactions value
-$3,385,210
Form type
4
Filing time
06 Aug 2024, 17:10:10 UTC
Previous filing
17 May 2024
Next filing
03 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale $2,392,682 -4,950 -3.1% $483.37 156,962 02 Aug 2024 Direct F1, F2
transaction SPGI Common Stock Sale $992,528 -2,050 -1.3% $484.16 154,912 02 Aug 2024 Direct F3
transaction SPGI Common Stock Gift $0 -2,770 -1.8% $0.000000 152,142 06 Aug 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 3,604 02 Aug 2024 Common Stock 3,604 $0.000000 Direct F5, F6
holding SPGI Restricted Stock Units 8,212 02 Aug 2024 Common Stock 8,212 $0.000000 Direct F5, F7
holding SPGI Restricted Stock Units 11,733 02 Aug 2024 Common Stock 11,733 $0.000000 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $482.88 to $483.87, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 54,100 shares previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the direct holdings of the reporting person in satisfaction of an annuity payment since his last Form 4 filing. Balance is reduced from prior reports by 1 share due to overreporting.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $483.91 to $484.35, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4 Represents shares donated by the reporting person to a charitable donor advised fund.
F5 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F6 As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7 As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F8 As previously reported , the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.