Christopher Craig - Mar 5, 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
Controller & Interim CFO
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Mar 5, 2024
Transactions value $
-$75,593
Form type
4
Date filed
3/7/2024, 06:23 PM
Previous filing
Mar 5, 2024
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Award $0 +494 +8% $0.00 6.67K Mar 5, 2024 Direct F1
transaction SPGI Common Stock Tax liability -$75.6K -179 -2.69% $422.31 6.49K Mar 5, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 759 Mar 5, 2024 Common Stock 759 $0.00 Direct F3, F4
holding SPGI Restricted Stock Units 238 Mar 5, 2024 Common Stock 238 $0.00 Direct F3, F5
holding SPGI Restricted Stock Units 4.35K Mar 5, 2024 Common Stock 4.35K $0.00 Direct F3, F6
holding SPGI Restricted Stock Units 2.33K Mar 5, 2024 Common Stock 2.33K $0.00 Direct F3, F7
holding SPGI Restricted Stock Units 349 Mar 5, 2024 Common Stock 349 $0.00 Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2 Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4 As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 355 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 4,350 restricted stock units on 04/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 04/01/2024, 33% on 04/01/2025 and 34% on 04/01/2026.
F7 As previously reported, the reporting person was granted 2,328 restricted stock units on 02/12/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 2/12/2025, 33% on 02/12/2026 and 34% on 02/12/2027.
F8 As previously reported, the reporting person was granted 349 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.