Douglas L. Peterson - Mar 5, 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO & President, Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Mar 5, 2024
Transactions value $
-$2,813,007
Form type
4
Date filed
3/7/2024, 06:16 PM
Previous filing
Mar 5, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Award $0 +12K +7.41% $0.00 175K Mar 5, 2024 Direct F1
transaction SPGI Common Stock Tax liability -$2.81M -6.66K -3.82% $422.31 168K Mar 5, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 3.6K Mar 5, 2024 Common Stock 3.6K $0.00 Direct F3, F4
holding SPGI Restricted Stock Units 8.21K Mar 5, 2024 Common Stock 8.21K $0.00 Direct F3, F5
holding SPGI Restricted Stock Units 11.7K Mar 5, 2024 Common Stock 11.7K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2 Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4 As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.