Daniel E. Draper - 31 Dec 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: CEO, S&P Dow Jones Indices
Issuer ticker: SPGI
Reported as of: 31 Dec 2023
Net transaction value: +$169,160
SEC form: 4
Accepted by SEC: 03 Jan 2024, 18:53:11 UTC
Prior SEC filing: 03 Mar 2023
Next SEC filing: 05 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Daniel E. Draper filed Form 4 for S&P Global Inc. (SPGI) on 03 Jan 2024.

Key facts

This page summarizes Daniel E. Draper's Form 4 filing for S&P Global Inc. (SPGI).
9 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 03 Jan 2024, 18:53.

Change

Previous filing in this sequence was filed on 03 Mar 2023.
Current net transaction value: +$169,160.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Options Exercise

Transaction value: $86,782
Shares: +197
Change %: +5.8%
Price: $440.52
Shares after: 3,619
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $36,123
Shares: -82
Change %: -2.3%
Price: $440.52
Shares after: 3,537
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Options Exercise

Transaction value: $88,985
Shares: +202
Change %: +5.7%
Price: $440.52
Shares after: 3,739
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $36,563
Shares: -83
Change %: -2.2%
Price: $440.52
Shares after: 3,656
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Options Exercise

Transaction value: $103,082
Shares: +234
Change %: +6.4%
Price: $440.52
Shares after: 3,890
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $37,004
Shares: -84
Change %: -2.2%
Price: $440.52
Shares after: 3,806
Date: 31 Dec 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -197
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 197
Exercise price: $0.000000
Footnotes: F1, F2

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -202
Change %: -49%
Price: $0.000000
Shares after: 210
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 202
Exercise price: $0.000000
Footnotes: F1, F3

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -234
Change %: -33%
Price: $0.000000
Shares after: 476
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 234
Exercise price: $0.000000
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F2

As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F3

As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F4

As previously reported, the reporting person was granted 710 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.