Daniel E. Draper - Dec 31, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO, S&P Dow Jones Indices
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 31, 2023
Transactions value $
$169,160
Form type
4
Date filed
1/3/2024, 06:53 PM
Previous filing
Mar 3, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $86.8K +197 +5.76% $440.52 3.62K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$36.1K -82 -2.27% $440.52 3.54K Dec 31, 2023 Direct
transaction SPGI Common Stock Options Exercise $89K +202 +5.71% $440.52 3.74K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$36.6K -83 -2.22% $440.52 3.66K Dec 31, 2023 Direct
transaction SPGI Common Stock Options Exercise $103K +234 +6.4% $440.52 3.89K Dec 31, 2023 Direct
transaction SPGI Common Stock Tax liability -$37K -84 -2.16% $440.52 3.81K Dec 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -197 -100% $0.00* 0 Dec 31, 2023 Common Stock 197 $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -202 -49.03% $0.00 210 Dec 31, 2023 Common Stock 202 $0.00 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -234 -32.96% $0.00 476 Dec 31, 2023 Common Stock 234 $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 710 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.