Martina Cheung - 31 Dec 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, S&P Global Ratings
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
31 Dec 2023
Net transactions value
+$675,317
Form type
4
Filing time
03 Jan 2024, 18:48:29 UTC
Previous filing
03 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $310,126 +704 +6.8% $440.52 10,985 31 Dec 2023 Direct
transaction SPGI Common Stock Tax liability $120,702 -274 -2.5% $440.52 10,711 31 Dec 2023 Direct
transaction SPGI Common Stock Options Exercise $362,548 +823 +7.7% $440.52 11,534 31 Dec 2023 Direct
transaction SPGI Common Stock Tax liability $130,834 -297 -2.6% $440.52 11,237 31 Dec 2023 Direct
transaction SPGI Common Stock Options Exercise $419,375 +952 +8.5% $440.52 12,189 31 Dec 2023 Direct
transaction SPGI Common Stock Tax liability $165,195 -375 -3.1% $440.52 11,814 31 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -704 -100% $0.000000* 0 31 Dec 2023 Common Stock 704 $0.000000 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -823 -49% $0.000000 850 31 Dec 2023 Common Stock 823 $0.000000 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -952 -33% $0.000000 1,934 31 Dec 2023 Common Stock 952 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.