| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SPGI | Common Stock | Sale | -$463K | -1.2K | -3.88% | $386.19 | 29.8K | Aug 11, 2023 | Direct | F1 |
| transaction | SPGI | Common Stock | Sale | -$2.27M | -5.87K | -19.73% | $387.29 | 23.9K | Aug 11, 2023 | Direct | F2 |
| transaction | SPGI | Common Stock | Sale | -$1.14M | -2.93K | -12.25% | $388.04 | 21K | Aug 11, 2023 | Direct | F3 |
| holding | SPGI | Common Stock | 23.7K | Aug 11, 2023 | by Adam J. Kansler 2022 GRAT |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SPGI | Restricted Stock Units | 2.89K | Aug 11, 2023 | Common Stock | 2.89K | $0.00 | Direct | F4, F5 | |||||
| holding | SPGI | Restricted Stock Units | 10.7K | Aug 11, 2023 | Common Stock | 10.7K | $0.00 | Direct | F4, F6 | |||||
| holding | SPGI | Restricted Stock Units | 1.67K | Aug 11, 2023 | Common Stock | 1.67K | $0.00 | Direct | F4, F7 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.70 to $386.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.70 to $387.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.70 to $388.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock. |
| F5 | As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| F6 | As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed. |
| F7 | As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |