Adam Jason Kansler - 11 Aug 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
11 Aug 2023
Net transactions value
-$3,873,775
Form type
4
Filing time
15 Aug 2023, 17:20:31 UTC
Previous filing
03 Jan 2024
Next filing
05 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale $463,428 -1,200 -3.9% $386.19 29,761 11 Aug 2023 Direct F1
transaction SPGI Common Stock Sale $2,274,554 -5,873 -20% $387.29 23,888 11 Aug 2023 Direct F2
transaction SPGI Common Stock Sale $1,135,793 -2,927 -12% $388.04 20,961 11 Aug 2023 Direct F3
holding SPGI Common Stock 23,749 11 Aug 2023 by Adam J. Kansler 2022 GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 2,886 11 Aug 2023 Common Stock 2,886 $0.000000 Direct F4, F5
holding SPGI Restricted Stock Units 10,659 11 Aug 2023 Common Stock 10,659 $0.000000 Direct F4, F6
holding SPGI Restricted Stock Units 1,673 11 Aug 2023 Common Stock 1,673 $0.000000 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.70 to $386.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.70 to $387.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.70 to $388.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4 Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.
F5 As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.
F7 As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.