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Signature
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/s/ Alma Montanez, Attorney-in-Fact
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Stock symbol
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SPGI
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Transactions as of
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Jul 17, 2023
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Transactions value $
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-$83,342
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Form type
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4
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Date filed
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7/19/2023, 10:17 AM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SPGI |
Common Stock |
Sale |
-$83.3K |
-200 |
-8.57% |
$416.71 |
2.13K |
Jul 17, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
4.66K |
Jul 17, 2023 |
Common Stock |
4.66K |
$0.00 |
Direct |
F2, F3 |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
1.03K |
Jul 17, 2023 |
Common Stock |
1.03K |
$0.00 |
Direct |
F2, F4 |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
1.78K |
Jul 17, 2023 |
Common Stock |
1.78K |
$0.00 |
Direct |
F2, F5 |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
367 |
Jul 17, 2023 |
Common Stock |
367 |
$0.00 |
Direct |
F2, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: