Steven J. Kemps - Apr 28, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
EVP, Chief Legal Officer
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Apr 28, 2023
Transactions value $
-$297,504
Form type
4
Date filed
5/3/2023, 04:41 PM
Previous filing
Mar 3, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale -$298K -820 -27.63% $362.81 2.15K Apr 28, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 1.78K Apr 28, 2023 Common Stock 1.78K $0.00 Direct F1, F2
holding SPGI Restricted Stock Units 352 Apr 28, 2023 Common Stock 352 $0.00 Direct F1, F3
holding SPGI Restricted Stock Units 1.03K Apr 28, 2023 Common Stock 1.03K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.