Martina Cheung - Dec 31, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, S&P Global Ratings
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 31, 2022
Transactions value $
$477,290
Form type
4
Date filed
1/4/2023, 04:30 PM
Previous filing
Aug 12, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $255K +762 +11.23% $334.94 7.55K Dec 31, 2022 Direct
transaction SPGI Common Stock Tax liability -$100K -299 -3.96% $334.94 7.25K Dec 31, 2022 Direct
transaction SPGI Common Stock Options Exercise $228K +682 +9.41% $334.94 7.93K Dec 31, 2022 Direct
transaction SPGI Common Stock Tax liability -$82.4K -246 -3.1% $334.94 7.68K Dec 31, 2022 Direct
transaction SPGI Common Stock Options Exercise $276K +823 +10.71% $334.94 8.51K Dec 31, 2022 Direct
transaction SPGI Common Stock Tax liability -$99.5K -297 -3.49% $334.94 8.21K Dec 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -762 -100% $0.00* 0 Dec 31, 2022 Common Stock 762 $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -682 -49.21% $0.00 704 Dec 31, 2022 Common Stock 682 $0.00 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -823 -32.97% $0.00 1.67K Dec 31, 2022 Common Stock 823 $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.