Sitarama Swamy Kocherlakota - 31 Dec 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
Chief Information Officer
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
31 Dec 2021
Net transactions value
+$299,676
Form type
4
Filing time
04 Jan 2022, 16:28:42 UTC
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $147,242 +312 +4.3% $471.93 7,530 31 Dec 2021 Direct
transaction SPGI Common Stock Tax liability $64,182 -136 -1.8% $471.93 7,394 31 Dec 2021 Direct
transaction SPGI Common Stock Options Exercise $189,244 +401 +5.4% $471.93 7,795 31 Dec 2021 Direct
transaction SPGI Common Stock Tax liability $71,733 -152 -1.9% $471.93 7,643 31 Dec 2021 Direct
transaction SPGI Common Stock Options Exercise $160,928 +341 +4.5% $471.93 7,984 31 Dec 2021 Direct
transaction SPGI Common Stock Tax liability $61,823 -131 -1.6% $471.93 7,853 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -312 -100% $0.000000* 0 31 Dec 2021 Common Stock 312 $0.000000 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -401 -49% $0.000000 414 31 Dec 2021 Common Stock 401 $0.000000 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -341 -33% $0.000000 693 31 Dec 2021 Common Stock 341 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.