Saugata Saha - Nov 1, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: President, S&P Global Platts
Signature: /s/ Alma Montanez, Attorney-in-Fact
Stock symbol: SPGI
Transactions as of: Nov 1, 2021
Transactions value $: $69,014
Form type: 4
Date filed: 11/3/2021, 10:26 AM
Previous filing: Feb 5, 2024
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$147K	+318	+22.91%	$463.18	1.71K	Nov 1, 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$78.3K	-169	-9.91%	$463.18	1.54K	Nov 1, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-318	-49.07%	$0.00	330	Nov 1, 2021	Common Stock	318	$0.00	Direct	F1, F2
holding	SPGI	Restricted Stock Units						4.66K	Nov 1, 2021	Common Stock	4.66K	$0.00	Direct	F1, F3
holding	SPGI	Restricted Stock Units						386	Nov 1, 2021	Common Stock	386	$0.00	Direct	F1, F4
holding	SPGI	Restricted Stock Units						160	Nov 1, 2021	Common Stock	160	$0.00	Direct	F1, F5
holding	SPGI	Restricted Stock Units						1.08K	Nov 1, 2021	Common Stock	1.08K	$0.00	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022.
F3	As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.
F4	As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 472 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6	The reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.