Saugata Saha - 01 Nov 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: President, S&P Global Platts
Signature: /s/ Alma Montanez, Attorney-in-Fact
Issuer symbol: SPGI
Transactions as of: 01 Nov 2021
Net transactions value: +$69,014
Form type: 4
Filing time: 03 Nov 2021, 10:26:17 UTC
Previous filing: 05 Feb 2024
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$147,291	+318	+23%	$463.18	1,706	01 Nov 2021	Direct
transaction	SPGI	Common Stock	Tax liability	$78,277	-169	-9.9%	$463.18	1,537	01 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-318	-49%	$0.000000	330	01 Nov 2021	Common Stock	318	$0.000000	Direct	F1, F2
holding	SPGI	Restricted Stock Units						4,661	01 Nov 2021	Common Stock	4,661	$0.000000	Direct	F1, F3
holding	SPGI	Restricted Stock Units						386	01 Nov 2021	Common Stock	386	$0.000000	Direct	F1, F4
holding	SPGI	Restricted Stock Units						160	01 Nov 2021	Common Stock	160	$0.000000	Direct	F1, F5
holding	SPGI	Restricted Stock Units						1,075	01 Nov 2021	Common Stock	1,075	$0.000000	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022.
F3	As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.
F4	As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 472 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6	The reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.