Dimitra Manis - 01 Jun 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
Chief People Officer
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
01 Jun 2021
Net transactions value
+$207,270
Form type
4
Filing time
03 Jun 2021, 16:54:47 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $443,670 +1,188 +23% $373.46 6,285 01 Jun 2021 Direct
transaction SPGI Common Stock Tax liability $236,400 -633 -10% $373.46 5,652 01 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -1,188 -100% $0.000000* 0 01 Jun 2021 Common Stock 1,188 $0.000000 Direct F1, F2
holding SPGI Restricted Stock Units 1,158 01 Jun 2021 Common Stock 1,158 $0.000000 Direct F1, F3
holding SPGI Restricted Stock Units 1,072 01 Jun 2021 Common Stock 1,072 $0.000000 Direct F1, F4
holding SPGI Restricted Stock Units 479 01 Jun 2021 Common Stock 479 $0.000000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and 33% on 06/01/2020 and the remaining 34% vested on 06/01/2021.
F3 As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.