David A. Schawk - 18 Nov 2021 Form 4 Insider Report for MATTHEWS INTERNATIONAL CORP (MATW)

Reporting relationship: Director
Issuer ticker: MATW
Reported as of: 18 Nov 2021
Net transaction value: -$23,593
SEC form: 4
Accepted by SEC: 22 Nov 2021, 17:38:51 UTC
Prior SEC filing: 12 May 2021
Next SEC filing: 14 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Brian D. Walters (Attorney-in-Fact)

Key filing fact

David A. Schawk filed Form 4 for MATTHEWS INTERNATIONAL CORP (MATW) on 22 Nov 2021.

Key facts

This page summarizes David A. Schawk's Form 4 filing for MATTHEWS INTERNATIONAL CORP (MATW).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 22 Nov 2021, 17:38.

Change

Previous filing in this sequence was filed on 12 May 2021.
Current net transaction value: -$23,593.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MATW transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +2,064
Change %: +112%
Price: $0.000000
Shares after: 3,914
Date: 18 Nov 2021
Ownership: Direct
Footnotes: F1

MATW transaction

Class A Common Stock

Tax liability

Transaction value: $23,593
Shares: -612
Change %: -16%
Price: $38.55
Shares after: 3,302
Date: 18 Nov 2021
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MATW transaction Derivative

Restricted Share Units

Options Exercise

Transaction value: $0
Shares: -1,800
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 18 Nov 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,064
Exercise price: $0.000000
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

Footnote F2

Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

SEC remarks

The Power of Attorney dated November 17, 2017 was filed on February 23, 2018, in Form 4, and is incorporated herein by reference.